IncFact
Company Profiles: Revenue, Growth, Competition

Investment Banking & Securities Dealing Industry

NAICS: 52311

For additional companies see the Securities & Commodity Contracts Intermediation & Brokerage Industry

Contents

.Investment Banking & Securities Dealing Market Share: Largest Companies in the Investment Banking & Securities Dealing Industry

Company HeadquartersRevenue ($ MM)
OXFORD CAPITAL GROUPChicago, IL100 
GOLDMAN SACHS ASSET MANAGEMENT (NYSE: GMZ)New York, NY46 
MERRILL LYNCH PIERCE FENNER & SMITHPennington, NJ28 
CREDIT SUISSE HIGH YIELD BOND FUNDNew York, NY20 
RAYMOND JAMES CALIFORNIA HOUSING OPPORTUNITIES FUND VIII (NYSE: RJD)Saint Petersburg, FL16 
SOCIETE GENERALENew York, NY15 
MERRILL LYNCH (NYSE: PIY)New York, NY14 
BNP PARIBAS US WHOLESALE HOLDINGSNew York, NY10 
WL ROSS HOLDING (NASDAQ: WLRHW)New York, NY9 
STIFEL FINANCIAL (NYSE: SF)St. Louis, MO7 
ALLIANCEBERNSTEINNew York, NY7 
MACQUARIE HOLDINGS USANew York, NY6 


See exact company revenues in this list


This is a list of the largest companies active in the Investment Banking & Securities Dealing industry. This differs from market share in the following example: One business with revenues of $100 million generates 10% of its business from the Investment Banking & Securities Dealing industry. A second firm, with revenues of $20 million, generates all of its business from this industry. In our list, we show the businesses having revenues of $100 million and $20 million, respectively. However, the market share would compare the $10 million in industry-specific revenue to the $20 million: the second company has twice the market share even though it is "smaller" in size.


.Additional Companies Operating in the Investment Banking & Securities Dealing Industry

Company HeadquartersRevenue ($ MM)
JPMORGAN CHASE BANK N.A. (NYSE: JPM)New York, NY100 
WELLS FARGO BANK NATIONAL ASSOCIATION (NYSE: WFC)San Francisco, CA87 
BANK OF AMERICA (NYSE: BAC)New York, NY63 
UBS AGWeehawken, NJ23 
DEUTSCHE BANK TRUST COMPANY AMERICASNew York, NY14 
UBS FINANCIAL SERVICESColumbus, OH6 
BARCLAYS BANK PLCNew York, NY4 
JEFFERIES GROUPNew York, NY4 




.Growth: Fastest Growing Investment Banking & Securities Dealing Companies

A list of competitors in the Investment Banking & Securities Dealing industry that are rapidly expanding. Businesses may grow organically or through acquisition. Typically, small or midsized companies are in "growth" mode and can expand more rapidly. However, large businesses may have the strategy and financial capabilities to scale rapidly. Businesses that employ a "roll-up" strategy make multiple acquisitions of smaller businesses to form a single large corporation that controls a greater market share than its competitors and benefits from economies of scale.

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. Latest Investment Banking & Securities Dealing Trademark Applications

Trademark applications show the direction a company's marketing strategy is headed. Trademarks may include brand names, product names, logos, and slogans. This list identifies companies that are investing in new products or developing new marketing strategies.

Company TrademarkApplication Date
Rockwood Equity Partners ROCKWOOD RIVER GUIDE
Business consulting services related to providing industry expertise for current and prospective portfolio companies
07/24/2019
Blankinship & Foster THE BLANKINSHIP & FOSTER WAY
Financial services, namely, wealth management services; Financial advisory and consultancy services
05/06/2019
Allen Operations SV
04/05/2019
Greenhill GREENHILL
Financial services, namely investment banking services, namely advisory services relating to mergers, acquisitions, restructurings, financings and capital raisings
03/12/2019


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.Small Business Financing

Small businesses that have received financing may expand soon. Financing may be required for capital-intensive investments, such as real estate or equipment purchases. Investment Banking & Securities Dealing businesses may use the financing to cover startup expenses or the costs of hiring new employees. Loans differ from equity investments in the level of risk that is expected: loans frequently have collateral either directly or implicitly through the business or the owners that ensure repayment. Equity investment has the possibility for much greater returns, but offers no guarantee the principle will be repayed. Convertible securities combine the two concepts, but is used by private-equity firms rather than main street startups.

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. Venture Funding

These Investment Banking & Securities Dealing companies are actively raising capital from venture capital firms, private equity, or other investors. Businesses with venture funding generally have higher growth prospects, either through bringing new concepts to market, using innovative business practices, or savvy management.

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