Investment Banking & Securities Dealing Industry

NAICS: 52311

For additional companies see the Securities & Commodity Contracts Intermediation & Brokerage Industry

Investment Banking & Securities Dealing Market Share: Largest Companies in the Investment Banking & Securities Dealing Industry

Company	Headquarters	Revenue ($ MM)
GOLDMAN SACHS ASSET MANAGEMENT	New York, NY	100
RAYMOND JAMES INVESTMENT MANAGEMENT (NYSE: RJD)	St Petersburg, FL	39
MERRILL LYNCH (NYSE: PIY)	New York, NY	19
SAFE HARBOR PUBLICATIONS	Southampton, NY	17
STIFEL FINANCIAL	St Louis, MO	16
CREDIT SUISSE ASSET MANAGEMENT	New York, NY	12
RBC CAPITAL MARKETS	New York, NY	8
BNP PARIBAS ASSET MANAGEMENT USA	New York, NY	7
MACQUARIE HOLDINGS USA	New York, NY	7
LADENBURG THALMANN FINANCIAL SERVICES	New York, NY	5
LADENBURG THALMANN FINANCIAL SERVICES	Miami, FL	5
LAZARD FRERES	New York, NY	4
SOCIETE GENERALE NEW YORK	New York, NY	4
HOULIHAN LOKEY CAPITAL	Los Angeles, CA	4
APOLLO MANAGEMENT HOLDINGS	Greenwich, CT	4
AMHERST GROUP	Austin, TX	4
TD SECURITIES USA	New York, NY	3
PIPER SANDLER	Minneapolis, MN	3
AMHERST HOLDINGS	Austin, TX	3

This is a list of the largest companies active in the Investment Banking & Securities Dealing industry. This differs from market share in the following example: One business with revenues of $100 million generates 10% of its business from the Investment Banking & Securities Dealing industry. A second firm, with revenues of $20 million, generates all of its business from this industry. In our list, we show the businesses having revenues of $100 million and $20 million, respectively. However, the market share would compare the $10 million in industry-specific revenue to the $20 million: the second company has twice the market share even though it is "smaller" in size.

Growth: Fastest Growing Investment Banking & Securities Dealing Companies

A list of competitors in the Investment Banking & Securities Dealing industry that are rapidly expanding. Businesses may grow organically or through acquisition. Typically, small or midsized companies are in "growth" mode and can expand more rapidly. However, large businesses may have the strategy and financial capabilities to scale rapidly. Businesses that employ a "roll-up" strategy make multiple acquisitions of smaller businesses to form a single large corporation that controls a greater market share than its competitors and benefits from economies of scale.

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Small Business Financing

Small businesses that have received financing may expand soon. Financing may be required for capital-intensive investments, such as real estate or equipment purchases. Investment Banking & Securities Dealing businesses may use the financing to cover startup expenses or the costs of hiring new employees. Loans differ from equity investments in the level of risk that is expected: loans frequently have collateral either directly or implicitly through the business or the owners that ensure repayment. Equity investment has the possibility for much greater returns, but offers no guarantee the principle will be repaid. Convertible securities combine the two concepts, but is used by private-equity firms rather than main street startups.

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Venture Funding

These Investment Banking & Securities Dealing companies are actively raising capital from venture capital firms, private equity, or other investors. Businesses with venture funding generally have higher growth prospects, either through bringing new concepts to market, using innovative business practices, or savvy management.

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